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Surviving an SEC Audit:
Tales from a Very Recent Experience

  • What the SEC wants to see before they arrive
  • Preparing for the SEC examination
  • The initial interview and process 
  • What the SEC wants to see while in your office 
  • The exit interview and follow-up
  • Lessons learned 


FREE 45-min Webinar: November 20th, 2:00 PM EST

Presented by Sheryl Rowling, principal of Rowling & Associates (and CEO of Total Rebalance Expert)

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