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15 Compliance Trends that Will Impact Your Practice in 2014

  •  
  • Why the SEC will be more aggressive in the year ahead
  • What emerging compliance risks may come to the forefront in 2014
  • How technology is helping advisors be more compliant—and making regulators smarter 
  • What under-reported success story is changing the advisory (and compliance) landscape
Morningstar
 

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